Following the appointment of David Howard as Compliance Manager and Mohammed Nadeem as Compliance Monitoring Officer in the summer, the Eastcote Wealth Management Ltd Compliance Team is now fully operational. Both David and Mohammed are highly experienced in their respective roles and are a welcome addition to the Eastcote Wealth team roster.
David joined Eastcote Wealth Management in July 2017 as Compliance Manager, with the Compliance Team having responsibilities for ensuring the Firm meets its regulatory requirements. David has worked in the financial services industry since 1979, for a major high street bank and a pension & investments firm and specifically in the areas of Compliance, Training and Competence, within those businesses, since 2001.
Mohammed was the first to join our newly launched compliance department and brings with him a wealth of technical expertise and knowledge. He began his career with one of the largest financial services network’s in the UK and then worked with one of the largest banking groups in the world, as well prestigious firms such as Deloitte and KPMG, focusing on audit and compliance. Mohammed is currently pursuing chartered status and hopes to achieve this within the next year.
As David says: “A strong Compliance culture is an essential element to underpin a Financial Services firm like Eastcote Wealth Management, ensuring that the Business constantly meets the requirements of an ever-changing Regulatory environment, has processes in place to identify, manage and minimise any risks, whilst providing the framework for our Clients’ to receive excellent service.”